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Via News Knowledge File

Securities and Exchange Commission

government agency80% conf.·synced Aug 24, 2026

Federal regulatory agency overseeing securities markets

9
sourced metrics
1480
relationships
4
stated objectives
2
Via News reports

Every fact below is drawn from Via News's knowledge graph and linked to the source document it came from. Nothing here is unsourced. How we source →

Key metrics · each point sourced

Rias Over 75 Years Old
89companies
Jan 1, 2025source
Rias Registered Before 2018
7935companies
Jan 1, 2025source
Client Count
68400000clients
Jan 1, 2025source
Employee Count
1000000employees
Jan 1, 2025source
Assets Under Management
144.6trillion_USD
Jan 1, 2025⚠ sources conflictsource
Registered Rias
15870companies
Jan 1, 2025source
Rias Over 50 Years Old
124companies
Jan 1, 2025source
Registered Companies
436companies
Jan 1, 1940source
Account Count
300000accounts
Jan 1, 1940source

Stated objectives

Explore ways to allow 401(k) plan participants to have greater access to alternative assets

source
stated

Recover funds through SEC Whistleblower program; persons with non-public information regarding Coty may receive rewards up to 30% of any successful SEC recovery

source
target: 30 percent of successful recovery stated

Issue an innovation exemption allowing third-party tokenization of public company stocks without issuer consent

source
by 2026-05-23 00:00:00stated

Enable stock tokenization on blockchain through an innovation exemption, allowing 24/7 trading of equities including by third parties without company consent

source
stated

Relationship graph · 1480 connections

regulates
1235
regulated by
206
Employs
17
governs
7
files with
3
contracted by
2
allied with
2
employed by
2

Via News coverage

Crypto VC Capital Flees US Regulations for El Salvador, Dubai and Japan
March 8, 2026
Figure Technology Solutions Eyes IPO as Blockchain Lending Earns Historic AAA Rating, Signaling Market Maturation
February 19, 2026
This Knowledge File is assembled from Via News's source-traceable knowledge graph. Metrics, objectives and relationships are extracted from primary and credible secondary documents and refreshed on a schedule. Read our methodology →
What we know · the intelligence behind this page
Live from the substrate
What we're seeing
AI Leadership Exodus Rattles Investor Confidence Amid Capex Boom
High-profile departures at top AI labs — Brad Lightcap's exit from OpenAI and an unnamed researcher's departure from Alphabet/Google that triggered a share-price drop — are surfacing talent retention as a market risk factor even as hyperscalers pour record capital into AI infrastructure. The reaction shows investors treating key-person risk at frontier AI labs as material to valuation, a new fragility layered onto an otherwise bullish AI-driven capex cycle.
Our read on the data ›
Signals we're tracking
EPKINLY Regulatory-Clinical Success Cascade
High probability of expanded label indications, additional combination approvals, and competitive positioning strength in follicular lymphoma market. Predicts positive commercial uptake and potential accelerated review for related indications.
Patterns we're watching ›
Where sources disagree
Broadcom Inc.
Both facts report EPS for Broadcom Inc. for the same fiscal period (Q1 2026) observed on the same date (2026-02-01). However, they report conflicting values: 1.5 USD per share vs 2.05 USD per share. This is a 37% difference for the identical metric and time period, not a value change over time.
We flag conflicts openly ›
Recently verified
✓ Checked against the original source
4,978
facts traced to their source — and we flag the ones that don't hold up.
101 entities tracked4,978 facts checked against source5,251 source documents archived
Query this data → isubstrate.com